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Education - List of upcoming event



The Code of Conduct and Practice of TMA - Crash Course & Examination (Advanced Level)

Venue: Rm 5501, 55/F, IFC II, 8 Finance Street, Central, Hong Kong
Date & Time: 5:00 pm - 8:00 pm, 1 November 2019 (Crash Course) & 6:00 pm - 7:00 pm, 14 November 2019 (exam)
CPD: 3

This crash course and examination are applicable only to (i) non-AI staff members; or (ii) those who become Relevant Practitioners on ECF-TM starting from 2019. (Refer to Note 1)

Note [1] : Any other individuals performing the job roles outlined in paragraph 3.2 of the guide on ECF-TM but not working in an AI or those specified in paragraph 3.5(a) to (d) of an AI during the grandfathering application period (2 Jan to 31 Dec 2018) may submit their applications to the TMA for grandfathering within three months from the date of joining the Treasury Management functions of an AI and becoming a Relevant Practitioner.  However, they should have met all the applicable grandfathering criteria on or before 31 December 2018 as prescribed by the TMA.

Note [2] : Those who are already Relevant Practitioners on ECF-TM working under AI before 2019 must take the TMA level 2 education programme “Postgraduate Certificate in Banking and Corporate Treasury Management” so as to attain the TMA full membership together with the ECF-TM certification. For details, please click the guide on ECF-TM.
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To facilitate financial market practitioners’ understanding of the Code of Conduct and Practice of TMA (TMA Code) in-depth and preparation for the examination on the TMA Code, a crash course and the examination are scheduled as below:
 

Crash Course on TMA Code

Examination on TMA Code (Advanced Level)

Date

Friday, 1 November 2019

Thursday, 14 November 2019

Time

5:00 pm - 8:00 pm

(registration starts at 4:30pm)

6:00 pm - 7:00 pm

Venue

Rm 5603, 56/F, IFC II, 8 Finance Street, Central, HK

Rm 5501, 55/F, IFC II, 8 Finance Street, Central, HK

Language

English

English

Exam Mode

N/A

25 Multiple Choice questions (passing rate 50%)

Fee

-HK$600 (TMA Individual Members/Staff of TMA Institutional Members)
-HK$1,500 (non-TMA Members)
(Including registration fee for attending the 3-hour crash course)

HK$1,800 (TMA/non-TMA Members)

(Including registration fee for attending the 3-hour crash course and examination fee)

CPD

3 CPD credits

1 CPD credit

Registration Form

Click here to register for Crash Course only

Click here to register for both Crash Course and Examination


Admission as TMA Full Membership (Applicable only to
(i) non-AI staff members or; (ii) those who become Relevant Practitioners on ECF-TM starting from 2019
(Refer to Note 1)


The Professional Membership Committee (PMC) of the TMA takes into account the relevant professional qualifications, years of experience and position held of financial market practitioners in considering giving exemption to apply for TMA membership. For the time being, the following qualifications have been considered by the PMC for exemption of the required professional qualifications criteria:


(a) Exemption Policy for holders of relevant internationally recognised qualifications


Without relevant experience:


l         A candidate with the qualifications of Chartered Financial Analyst (CFA), Certified International Investment Analyst (CIIA) or Financial Risk Management (FRM) but without relevant experience should enroll and pass the Code of Conduct and Practice of the TMA examination (Advanced Level) and meeting other prescribed criteria to attain the TMA Full membership requirement.


(b) Exemption Policy for experienced treasury staff without internationally recognised qualifications


With at least 10 years relevant experience:


l         A candidate without qualifications of Chartered Financial Analyst (CFA), Certified International Investment Analyst (CIIA) or Financial Risk Management (FRM) but having at least 10 years relevant experience and holding a managerial or specialist position should enroll and pass the Code of Conduct and Practice of the TMA examination (Advanced Level) and meeting other prescribed criteria to attain the TMA Full membership requirement.


OR
With at least 20 years relevant experience:


l         A candidate without qualifications of Chartered Financial Analyst (CFA), Certified International Investment Analyst (CIIA) or Financial Risk Management (FRM) but having at least 20 years relevant experience, holding a managerial position for at least 10 years and being endorsed from the immediate superior or human resources department should enroll and attend the Code of Conduct and Practice of the TMA crash course (Advanced Level) and meeting other prescribed criteria to attain the TMA Full membership requirement.


Applications under the above exemption criteria will be considered on a case by case basis and will be subject to the final decision and approval of the Membership Sub-Committee and Professional Membership Committee of TMA.   


Registration and Payment
This crash course and examination are applicable only to non-AI staff members or those who become Relevant Practitioners on ECF-TM starting from 2019 (Refer to Note 1).  Prior to registration, please read the guide on ECF-TM and market practitioners should be sure that they have fulfilled the above criteria.


Eligible candidates please download the registration form and return it by fax at (852) 2815 9931 or email to tma@tma.org.hk.   Seats are limited and will be allocated on first-come-first-served basis, so early registration is encouraged. Reservation will be confirmed upon receipt of payment. Please write a cheque payable to "Treasury Markets Association" (Please write your full name, telephone no. and crash course/exam date on the back of the cheque) and send it to TMA Office at the following address: 


TMA Office
Treasury Markets Association
Unit 1603, 16/F, Fu Fai Commercial Centre
27 Hillier Street, Sheung Wan
Hong Kong

Deadline for Registration and Payment: 25 October 2019


CPD & Attendance Certificate
Participants are entitled to receive 3 CPD (TMA) credits and 1 CPD (TMA) credit respectively upon completion of the crash course and examination. TMA is the administrator for the Enhanced Competency Framework on Treasury Management (ECF-TM) and a recognized institution of Securities and Futures Commission (SFC) for providing continuing professional development (CPD) activities. The CPD hours can be used to meet the CPD requirements of the ECF-TM and the SFC.  To qualify for the CPD credits or attendance certificate of the crash course, all participants have to sign-in and sign-out in the crash course. We regret that neither CPD nor attendance certificate will be given to those who are late for the crash course or leave early. 
       

 

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